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Understanding the Safety Case Report

Dec 10, 2024

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What is a Safety Case Report?

A Safety Case Report (SCR) serves as a critical document for high-rise buildings, offering a comprehensive overview of their safety measures. It is a mandatory report that identifies potential fire and structural risks, and outlines the strategies in place to manage and mitigate these risks. Essentially, it provides a detailed snapshot of thebuildings safety case.

The SCR plays a crucial role in demonstrating compliance with the Building Safety Act 2022, ensuring that any risks identified by the Building Safety Regulator are acknowledged and effectively controlled.

Who needs a Safety Case Report?

The Building Safety Act mandates that all high-rise residential (HRB) buildings should have a safety case report. An HRB is defined as a residential building over 18 meters in height or having at least 7 storeys and two or more residential units.

The Principal Accountable Person (PAP) is responsible for compiling and submitting this report, which involves gathering comprehensive building information, commissioning necessary risk assessments, and ensuring the report accurately reflects current safety measures. This report is a crucial component of the Golden Thread of Information. To meet ongoing legal obligations, safety case reports must be kept up to date. As the BSR intends to reissue BAC invitations every 5 years, regular updates will streamline future submissions.

When should a Safety Case Report be submitted?

The submission of a safety case report to the BSR is required when the PAP receives an official invitation. Following this invitation, the PAP has a 28-day period to submit their BAC application, which includes the safety case report. The BSR also issues a final notification with a 6-day submission warning. To provide preparation time, the BSR issues an initial notice letter to the PAP stating that they could be called at any time within the next 3 months to submit.

The Building Assessment Certificate (BAC)

A Building Assessment Certificate (BAC) is an official document confirming that a high-rise residential building meets the safety standards of the Building Safety Act 2022. It is a legal requirement for higher-risk buildings to obtain a BAC from the Building Safety Regulator (BSR). The BSR assesses the building’s safety through a detailed review of its Safety Case Report, Mandatory Occurrence Reporting system, and Resident Engagement Strategy.

The Building Safety Regulators Assessment Criteria

Earlier this year, the BSR published their assessment criteria for which they will be assessing BAC submissions and safety case reports. The assessment criteria consist of 126 individual requirements that BAC applications must meet. A multidisciplinary team, including the BSR regulatory lead, fire assessors, and structural assessors, use these criteria to ensure a comprehensive review. These requirements now demand greater diligence from safety case report authors, requiring adherence to a broader range of compliance standards.

What should be included in a Safety Case Report?

Currently, there no official template or a definitive example of a ‘good’ safety case report. As a new concept, the building safety regulator have already increased there expectations, recent SCR feedback has indicated the requirement for further detail on some areas.

Existing guidance suggests that the Safety Case Report should include:

 

  1. Details of relevant persons
  2. Building specifics
  3. Risk assessment techniques
  4. Risk management strategies
  5. Safety systems
  6. Evacuation plans
  7. Mandatory occurence reporting policy
  8. Resident engagement strategy
  9. Ongoing works
  10. Building improvements
Details of Relevant Persons
You must include detailed information about all (Principal) Accountable Persons, the building owner, the Responsible person(s) (under the Regulatory Reform (Fire Safety) Order 2005), and any third parties involved in the production of the Safety Case Report.
Building Specifics
The Safety Case Report must include comprehensive details of the building specifics, such as the building’s name, address, design, construction materials, structural features, occupancy type, fire safety systems, a description of the wider area, and any unique characteristics that could impact safety.
Risk Assessment Techniques

Outline the methods utilised for identifying potential hazards within the building, including comprehensive fire risk assessments, thorough structural surveys to assess integrity, and detailed evaluations of utilities such as gas and electrical systems.

Risk Management Strategies
Outline the strategies implemented to mitigate identified risks, detailing preventive measures, control systems, and procedures aimed at minimising the probability and impact of potential incidents.
Safety Systems
Detail the current safety features installed within the building, covering essential aspects such as fire safety systems (including alarms, sprinklers, and fire doors), structural integrity measures, and any safety provisions related to utilities.
Evacuation Plans
You must demonstrate preparedness for emergency situations by providing detailed information on how the building ensures the safety of residents during fires or other emergencies.
Mandatory Occurrence Reporting Policy
Part of the Safety Case Report involves outlining how specific safety incidents will be reported in accordance with regulatory requirements. This encompasses a structured approach to reporting various incidents, including fires, near misses, and defects in safety systems.

Each reporting category—fire incidents, near misses, and defects in safety systems—requires clear documentation and adherence to regulatory guidelines to uphold building safety standards and ensure resident welfare. Regular reviews and updates to these reporting procedures are necessary to adapt to changing circumstances and continuously improve safety measures.

Resident Engagement Strategy
Describe your plan to keep residents informed about building safety issues, fire drills, and how to report concerns. This fosters a culture of safety awareness among occupants. A robust resident engagement strategy is crucial for fostering a culture of safety and preparedness among building occupants.
Ongoing Works
If there are any planned or ongoing building works, it is crucial to include detailed information in the Safety Case Report (SCR). These works might encompass renovations, upgrades, or maintenance activities that could impact building safety and resident well-being.

By addressing these aspects in the Safety Case Report, stakeholders can ensure that planned or ongoing works are managed effectively, minimising disruption to building safety and resident well-being while maintaining compliance with safety regulations and enhancing overall building resilience.

Building Improvements
The Safety Case Report should outline planned improvements aimed at enhancing the overall safety of the building. These improvements are crucial for mitigating risks and ensuring the safety of residents and occupants. This could involve upgrading fire safety systems, improving accessibility for evacuation, or addressing identified structural concerns.